Licensing & Authorisation

No regulated entity may operate under UTTRA jurisdiction without a valid license.

Licensing & Authorisation

License Classes

  • Class A — Fully Automated AI Trading Systems
  • Class B — Semi-Automated Hybrid Platforms
  • Class C — Human-Controlled Manual Trading Firms
  • Class D — Signal & Trade Advisory Providers
  • Class E — Technology Providers (Infrastructure/API)

Application Requirements

  • Proof of operational viability and capital adequacy;
  • Algorithmic model disclosures and validation artifacts (where applicable);
  • Cybersecurity and data-governance protocols;
  • Clean criminal and regulatory history of directors and controllers;
  • Submission to UTTRA’s supervisory and enforcement jurisdiction.

Prohibition on Unlicensed Activity

No entity shall operate, solicit clients, or provide regulated services without prior authorization from UTTRA.